Mathematics / Geometry 3D & Vector Analysis 100% Free Open Access
Chapter 4 โ€ข Theory & Derivations

Unit 4: The Sphere in Space

Complete study of spheres in 3D: general quadratic form, circular plane sections, tangent and polar planes, orthogonality condition, and radical planes, lines, and centers.

ยง4.1 4.1 Standard and General Equations of a Sphere

A sphere is the locus of a point in three-dimensional space that moves such that its Euclidean distance from a fixed point (the center) remains constant (the radius).


1. Standard Center-Radius Form

Let $C(a, b, c)$ be the center and $R > 0$ be the radius. If $P(x, y, z)$ is any point on the sphere, then by the distance formula:

$$|\vec{CP}|^2 = (x - a)^2 + (y - b)^2 + (z - c)^2 = R^2$$

Expanding this expression:

$$x^2 + y^2 + z^2 - 2ax - 2by - 2cz + (a^2 + b^2 + c^2 - R^2) = 0$$

2. General Second-Degree Equation of a Sphere

The general equation of second degree in $x, y, z$:

$$A x^2 + B y^2 + C z^2 + 2F yz + 2G zx + 2H xy + 2ux + 2vy + 2wz + d = 0$$

represents a sphere if and only if:

  1. The coefficients of $x^2, y^2, z^2$ are equal: $A = B = C \neq 0$.
  2. The product terms vanish: $F = G = H = 0$ (no $yz, zx, xy$ terms).

Dividing through by $A$, the standard general equation of a sphere is:

$$x^2 + y^2 + z^2 + 2ux + 2vy + 2wz + d = 0$$

Completing the square in each variable:

$$(x + u)^2 + (y + v)^2 + (z + w)^2 = u^2 + v^2 + w^2 - d$$

From this canonical form, we deduce:

  • Center: $(-u, -v, -w)$
  • Radius: $R = \sqrt{u^2 + v^2 + w^2 - d}$

Classification based on the radicand:

  • If $u^2 + v^2 + w^2 - d > 0$: Real sphere with non-zero radius.
  • If $u^2 + v^2 + w^2 - d = 0$: Point sphere (degenerate sphere of radius 0).
  • If $u^2 + v^2 + w^2 - d < 0$: Virtual / Imaginary sphere (no real points satisfy the equation).

3. Sphere with Given Diameter Endpoints

If $A(x_1, y_1, z_1)$ and $B(x_2, y_2, z_2)$ are the diametrically opposite extremities of a sphere, then for any point $P(x, y, z)$ on the surface, the vectors $\vec{AP}$ and $\vec{BP}$ are orthogonal (Thales' theorem in 3D):

$$\vec{AP} \cdot \vec{BP} = 0$$

In Cartesian components:

$$(x - x_1)(x - x_2) + (y - y_1)(y - y_2) + (z - z_1)(z - z_2) = 0$$

4. Sphere Passing Through Four Given Points

Four non-coplanar points $P_i(x_i, y_i, z_i)$ for $i = 1, 2, 3, 4$ uniquely specify a sphere. The equation can be represented compactly as a $5 \times 5$ determinant:

$$\begin{vmatrix} x^2 + y^2 + z^2 & x & y & z & 1 \ x_1^2 + y_1^2 + z_1^2 & x_1 & y_1 & z_1 & 1 \ x_2^2 + y_2^2 + z_2^2 & x_2 & y_2 & z_2 & 1 \ x_3^2 + y_3^2 + z_3^2 & x_3 & y_3 & z_3 & 1 \ x_4^2 + y_4^2 + z_4^2 & x_4 & y_4 & z_4 & 1 \end{vmatrix} = 0$$

ยง4.2 4.2 Plane Section of a Sphere and Tangent Planes

1. Plane Section of a Sphere

Every planar section of a sphere is a circle.

Let a sphere have center $C$ and radius $R$. Let a plane $\Pi$ be at perpendicular distance $p$ from $C$.

  • If $p < R$: The intersection is a real circle with radius $r = \sqrt{R^2 - p^2}$.
  • If $p = R$: The plane is tangent to the sphere, intersecting at a single point (radius 0).
  • If $p > R$: The intersection is virtual (no real intersection).
Determining the Center and Radius of the Circular Section:

1. Center of Circle ($K$): The foot of the perpendicular dropped from sphere center $C(-u, -v, -w)$ onto the intersecting plane $\Pi: ax + by + cz + d = 0$.

2. Perpendicular distance $p$:

$$p = \frac{|a(-u) + b(-v) + c(-w) + d|}{\sqrt{a^2 + b^2 + c^2}}$$

3. Radius of Circle: $r = \sqrt{R^2 - p^2}$.

4. Great Circle: When $p = 0$ (the intersecting plane passes through the center of the sphere), $r = R$. This is a great circle; all other sections with $0 < p < R$ are small circles.


2. Tangent Plane to a Sphere

Let $P(x_1, y_1, z_1)$ be a point lying on the sphere $S: x^2 + y^2 + z^2 + 2ux + 2vy + 2wz + d = 0$.

The normal to the tangent plane at $P$ is directed along the radius vector $\vec{CP} = (x_1 + u)\hat{i} + (y_1 + v)\hat{j} + (z_1 + w)\hat{k}$.

Using the point-normal form of a plane $\vec{CP} \cdot (\vec{r} - \vec{r}_1) = 0$ and the fact that $P$ satisfies the sphere equation, the tangent plane at $(x_1, y_1, z_1)$ is:

$$x x_1 + y y_1 + z z_1 + u(x + x_1) + v(y + y_1) + w(z + z_1) + d = 0$$

Rule of Thumb (Quadratic Substitution): Replace $x^2 \to x x_1$, $y^2 \to y y_1$, $z^2 \to z z_1$, $2x \to x + x_1$, $2y \to y + y_1$, $2z \to z + z_1$.

Condition of Tangency of a Plane

A plane $l x + m y + n z = p$ is tangent to the sphere $(x-a)^2 + (y-b)^2 + (z-c)^2 = R^2$ if and only if the perpendicular distance from the center $(a, b, c)$ to the plane equals the radius $R$:

$$\frac{|l a + m b + n c - p|}{\sqrt{l^2 + m^2 + n^2}} = R \implies (la + mb + nc - p)^2 = R^2(l^2 + m^2 + n^2)$$

ยง4.3 4.3 Orthogonal Spheres and Radical Systems

1. Orthogonality Condition for Two Spheres

Two spheres are defined to be orthogonal if their tangent planes at any point of intersection are perpendicular to each other. Equivalently, the radii drawn to a point of intersection are mutually perpendicular.

Let $S_1$ and $S_2$ be two spheres with centers $C_1(-u_1, -v_1, -w_1)$ and $C_2(-u_2, -v_2, -w_2)$, and radii $R_1, R_2$:

$$S_1: x^2 + y^2 + z^2 + 2u_1 x + 2v_1 y + 2w_1 z + d_1 = 0 \quad (R_1^2 = u_1^2 + v_1^2 + w_1^2 - d_1)$$
$$S_2: x^2 + y^2 + z^2 + 2u_2 x + 2v_2 y + 2w_2 z + d_2 = 0 \quad (R_2^2 = u_2^2 + v_2^2 + w_2^2 - d_2)$$

At any point of intersection $P$, the triangle $C_1 P C_2$ is a right-angled triangle with hypotenuse $C_1 C_2$. By the Pythagorean Theorem:

$$|C_1 C_2|^2 = R_1^2 + R_2^2$$

Computing the square of the distance between centers:

$$|C_1 C_2|^2 = (-u_1 + u_2)^2 + (-v_1 + v_2)^2 + (-w_1 + w_2)^2$$
$$= (u_1 - u_2)^2 + (v_1 - v_2)^2 + (w_1 - w_2)^2$$
$$= (u_1^2 + v_1^2 + w_1^2) + (u_2^2 + v_2^2 + w_2^2) - 2(u_1 u_2 + v_1 v_2 + w_1 w_2)$$

Substitute $R_1^2 = u_1^2 + v_1^2 + w_1^2 - d_1$ and $R_2^2 = u_2^2 + v_2^2 + w_2^2 - d_2$:

$$(u_1^2 + v_1^2 + w_1^2) + (u_2^2 + v_2^2 + w_2^2) - 2(u_1 u_2 + v_1 v_2 + w_1 w_2) = (u_1^2 + v_1^2 + w_1^2 - d_1) + (u_2^2 + v_2^2 + w_2^2 - d_2)$$

Canceling common squared terms:

$$-2(u_1 u_2 + v_1 v_2 + w_1 w_2) = -d_1 - d_2$$
$$\mathbf{2u_1 u_2 + 2v_1 v_2 + 2w_1 w_2 = d_1 + d_2}$$

This is the fundamental condition for orthogonality of two spheres.


2. Radical Plane

The power of a point $P(x, y, z)$ with respect to a sphere $S = x^2 + y^2 + z^2 + 2ux + 2vy + 2wz + d = 0$ is the value $S(x, y, z)$. Geometrically, if tangents are drawn from $P$ to the sphere, the square of the length of each tangent equals the power of $P$.

The radical plane of two spheres $S_1 = 0$ and $S_2 = 0$ is the locus of points whose powers with respect to both spheres are equal:

$$S_1 - S_2 = 0$$

Subtracting the two equations eliminates the quadratic terms $x^2 + y^2 + z^2$:

$$2(u_1 - u_2)x + 2(v_1 - v_2)y + 2(w_1 - w_2)z + (d_1 - d_2) = 0$$
Fundamental Properties:

1. Perpendicularity to Line of Centers: The normal vector to the radical plane is $(u_1 - u_2, v_1 - v_2, w_1 - w_2)$. The vector joining centers $C_1$ and $C_2$ is $(u_1 - u_2, v_1 - v_2, w_1 - w_2)$. Hence, the radical plane is always perpendicular to the line joining the centers of the two spheres.

2. Intersection Circle: If two spheres intersect, their radical plane is the plane containing their common circular curve of intersection.


3. Radical Line and Radical Center

  • Radical Line: For three spheres $S_1, S_2, S_3$, the three radical planes taken in pairs ($S_1 - S_2 = 0$, $S_2 - S_3 = 0$, $S_3 - S_1 = 0$) intersect in a single common line called the radical line.
  • Radical Center: For four spheres whose centers are non-coplanar, the radical planes taken in pairs intersect at a single unique point called the radical center. Tangents drawn from the radical center to all four spheres are equal in length.
TIERED UNIVERSITY HONORS PROBLEMS

Step-by-Step Solved Examination Problems

Comprehensive analytical derivations, multi-tier solutions (Foundational, Intermediate Exam, and Honors/Proof Challenge) with complete line-by-line verification.

Solved Problem Example 4.1: Sphere Passing Through Origin and Three Axis Intercepts

Find the equation of the sphere passing through the origin $O(0, 0, 0)$ and the three coordinate intercept points $A(a, 0, 0)$, $B(0, b, 0)$, and $C(0, 0, c)$ where $a, b, c \neq 0$. Find its center and radius.

Step 1: Set up the general equation Let the sphere equation be:

$$x^2 + y^2 + z^2 + 2ux + 2vy + 2wz + d = 0$$

Step 2: Apply the four point conditions

  1. Passes through $(0, 0, 0)$:
$$0 + 0 + 0 + 0 + 0 + 0 + d = 0 \implies d = 0$$
  1. Passes through $A(a, 0, 0)$:
$$a^2 + 0 + 0 + 2ua + 0 + 0 + 0 = 0 \implies a(a + 2u) = 0$$

Since $a \neq 0$, $2u = -a \implies u = -\frac{a}{2}$.

  1. Passes through $B(0, b, 0)$:
$$b^2 + 2vb = 0 \implies 2v = -b \implies v = -\frac{b}{2}$$

.

  1. Passes through $C(0, 0, c)$:
$$c^2 + 2wc = 0 \implies 2w = -c \implies w = -\frac{c}{2}$$

.


Step 3: Construct the sphere equation

$$x^2 + y^2 + z^2 - ax - by - cz = 0$$

Step 4: Find center and radius

  • Center: $(-u, -v, -w) = \left(\frac{a}{2}, \frac{b}{2}, \frac{c}{2}\right)$.
  • Radius:
$$R = \sqrt{u^2 + v^2 + w^2 - d} = \sqrt{\left(-\frac{a}{2}\right)^2 + \left(-\frac{b}{2}\right)^2 + \left(-\frac{c}{2}\right)^2 - 0}$$
$$R = \frac{1}{2}\sqrt{a^2 + b^2 + c^2}$$
Solved Problem Example 4.2: Center and Radius of a Circular Section of a Sphere

Find the center and the radius of the circular section produced by cutting the sphere:

$$S: x^2 + y^2 + z^2 - 2y - 4z - 11 = 0$$

with the plane:

$$\Pi: x + 2y + 2z - 15 = 0$$

Step 1: Find the center and radius of the sphere Comparing with $x^2 + y^2 + z^2 + 2ux + 2vy + 2wz + d = 0$:

$$u = 0, \quad v = -1, \quad w = -2, \quad d = -11$$
  • Center $C$: $(-u, -v, -w) = (0, 1, 2)$.
  • Radius $R$:
$$R = \sqrt{0^2 + (-1)^2 + (-2)^2 - (-11)} = \sqrt{1 + 4 + 11} = \sqrt{16} = 4$$

Step 2: Perpendicular distance $p$ from center to plane Plane equation is $x + 2y + 2z - 15 = 0$.

$$p = \frac{|1(0) + 2(1) + 2(2) - 15|}{\sqrt{1^2 + 2^2 + 2^2}} = \frac{|0 + 2 + 4 - 15|}{\sqrt{1 + 4 + 4}} = \frac{|-9|}{\sqrt{9}} = \frac{9}{3} = 3$$

Since $p = 3 < R = 4$, the intersection is a real circle.


Step 3: Radius of the circular section

$$r = \sqrt{R^2 - p^2} = \sqrt{4^2 - 3^2} = \sqrt{16 - 9} = \sqrt{7}$$

Step 4: Center of the circular section (foot of perpendicular) The line through center $C(0, 1, 2)$ perpendicular to plane $\Pi$ has direction ratios $(1, 2, 2)$:

$$\frac{x - 0}{1} = \frac{y - 1}{2} = \frac{z - 2}{2} = k$$

Any point on this normal line is $(k, 1 + 2k, 2 + 2k)$. Substitute into the plane equation:

$$k + 2(1 + 2k) + 2(2 + 2k) - 15 = 0$$
$$k + 2 + 4k + 4 + 4k - 15 = 0$$
$$9k - 9 = 0 \implies k = 1$$

Substitute $k = 1$ to get the center $K$:

$$x = 1, \quad y = 1 + 2(1) = 3, \quad z = 2 + 2(1) = 4$$

Thus, the circular section has center $(1, 3, 4)$ and radius $\sqrt{7}$.

Solved Problem Example 4.3: Orthogonality and Radical Plane Verification

Consider two spheres:

$$S_1: x^2 + y^2 + z^2 + 6x - 2y + 2z - 14 = 0$$
$$S_2: x^2 + y^2 + z^2 - 4x + 4y - 6z + 4 = 0$$

(a) Determine whether the two spheres intersect orthogonally. (b) Find the Cartesian equation of their radical plane. (c) Prove analytically that the radical plane is strictly perpendicular to the line of centers $\vec{C_1 C_2}$.

Part (a): Orthogonality Test Extract coefficients from $S_1$:

$$2u_1 = 6 \implies u_1 = 3, \quad 2v_1 = -2 \implies v_1 = -1, \quad 2w_1 = 2 \implies w_1 = 1, \quad d_1 = -14$$

Center $C_1 = (-3, 1, -1)$.

Extract coefficients from $S_2$:

$$2u_2 = -4 \implies u_2 = -2, \quad 2v_2 = 4 \implies v_2 = 2, \quad 2w_2 = -6 \implies w_2 = -3, \quad d_2 = 4$$

Center $C_2 = (2, -2, 3)$.

Evaluate the orthogonality condition $2u_1 u_2 + 2v_1 v_2 + 2w_1 w_2 = d_1 + d_2$:

$$\text{LHS} = 2(3)(-2) + 2(-1)(2) + 2(1)(-3) = -12 - 4 - 6 = -22$$
$$\text{RHS} = d_1 + d_2 = -14 + 4 = -10$$

Since $\text{LHS} \neq \text{RHS}$ ($-22 \neq -10$), the spheres are not orthogonal.


Part (b): Equation of Radical Plane The radical plane is given by $S_1 - S_2 = 0$:

$$(x^2 + y^2 + z^2 + 6x - 2y + 2z - 14) - (x^2 + y^2 + z^2 - 4x + 4y - 6z + 4) = 0$$
$$(6 - (-4))x + (-2 - 4)y + (2 - (-6))z + (-14 - 4) = 0$$
$$10x - 6y + 8z - 18 = 0$$

Dividing by 2:

$$5x - 3y + 4z - 9 = 0$$

Part (c): Perpendicularity to the Line of Centers The normal vector to the radical plane $\Pi_{rad}$ is:

$$\vec{n}_{rad} = (5, -3, 4)$$

The line of centers connects $C_1(-3, 1, -1)$ and $C_2(2, -2, 3)$:

$$\vec{C_1 C_2} = (2 - (-3))\hat{i} + (-2 - 1)\hat{j} + (3 - (-1))\hat{k} = (5, -3, 4)$$

Notice that:

$$\vec{n}_{rad} = \vec{C_1 C_2} = (5, -3, 4)$$

Since the normal vector of the radical plane is parallel (in fact, identical) to the line connecting the centers, the radical plane is strictly perpendicular to the line of centers. $\blacksquare$