Diffraction (Fraunhofer Class)
Single-slit sinc pattern, double-slit interference envelope & missing orders, plane diffraction grating, dispersion, and Rayleigh criterion for optical resolution.
§4.1 Fraunhofer Diffraction at a Single Slit: Sinc Function Field and Intensity Distribution
1. Integration Across Aperture Width
Consider a long slit of width $a$ oriented along the $y$-axis, illuminated normally by a monochromatic plane wave of wavelength $\lambda$. Divide the slit into differential strips of width $dx$ at position $x \in [-a/2, a/2]$. For a diffracted angle $\theta$, the path difference of the wavelet from strip $dx$ relative to the center ($x=0$) is: $$\Delta(x) = x \sin \theta$$ The phase difference relative to the center is: $$\phi(x) = k \Delta(x) = \frac{2\pi}{\lambda} x \sin \theta$$ The total diffracted complex electric field amplitude is obtained by integrating across the slit: $$E(\theta) = C \int_{-a/2}^{a/2} e^{i k x \sin \theta} dx$$ Evaluating the integral: $$E(\theta) = C \left[ \frac{e^{i k x \sin \theta}}{i k \sin \theta} \right]_{-a/2}^{a/2} = C \frac{e^{i \frac{k a \sin \theta}{2}} - e^{-i \frac{k a \sin \theta}{2}}}{i k \sin \theta}$$ Defining the dimensionless phase parameter: $$\beta = \frac{k a \sin \theta}{2} = \frac{\pi a \sin \theta}{\lambda}$$ Using Euler's formula $\sin \beta = \frac{e^{i\beta} - e^{-i\beta}}{2i}$: $$E(\theta) = C \frac{2i \sin \beta}{i (2\beta / a)} = (C a) \frac{\sin \beta}{\beta} = E_0 \operatorname{sinc}(\beta)$$2. Irradiance Distribution
The diffracted intensity is proportional to $|E(\theta)|^2$: $$I(\theta) = I_0 \left( \frac{\sin \beta}{\beta} \right)^2$$3. Extrema Analysis
- Central Maximum (Principal Maximum): As $\theta \to 0$, $\beta \to 0$, and $\lim_{\beta \to 0} \frac{\sin \beta}{\beta} = 1$. The central intensity is $I(0) = I_0$.
- Diffraction Minima (Zero Intensity): Occur when $\sin \beta = 0$ with $\beta \neq 0$: $$\beta = m \pi \implies \frac{\pi a \sin \theta}{\lambda} = m \pi \implies a \sin \theta_m = m \lambda, \quad m \in \{\pm 1, \pm 2, \pm 3, \dots\}$$
- Secondary Maxima: Occur where $\frac{dI}{d\beta} = 0$:
$$\frac{d}{d\beta} \left( \frac{\sin^2 \beta}{\beta^2} \right) = \frac{2\sin\beta(\beta \cos \beta - \sin \beta)}{\beta^3} = 0 \implies \tan \beta = \beta$$
Solving transcendental equation $\tan \beta = \beta$:
- 1st Secondary Maximum: $\beta_1 = 1.4303\pi \implies I_1 = \frac{I_0}{(1.4303\pi)^2} \approx 0.0472 I_0 \ (4.72\%)$
- 2nd Secondary Maximum: $\beta_2 = 2.4590\pi \implies I_2 \approx 0.0165 I_0 \ (1.65\%)$
§4.2 Fraunhofer Diffraction at a Double Slit: Interference Envelope and Missing Orders
1. Mathematical Derivation
Let the two slits be centered at $x = -d/2$ and $x = +d/2$. The diffracted field is: $$E(\theta) = C \left[ \int_{-d/2 - a/2}^{-d/2 + a/2} e^{i k x \sin \theta} dx + \int_{d/2 - a/2}^{d/2 + a/2} e^{i k x \sin \theta} dx \right]$$ Factoring out the phase of each slit center: $$E(\theta) = E_{\text{single}}(\theta) \left( e^{-i \frac{k d \sin \theta}{2}} + e^{+i \frac{k d \sin \theta}{2}} \right) = 2 E_0 \left(\frac{\sin \beta}{\beta}\right) \cos \alpha$$ where: $$\beta = \frac{\pi a \sin \theta}{\lambda} \quad (\text{Diffraction parameter}), \quad \alpha = \frac{\pi d \sin \theta}{\lambda} \quad (\text{Interference parameter})$$ The intensity distribution is: $$I(\theta) = 4 I_0 \left( \frac{\sin \beta}{\beta} \right)^2 \cos^2 \alpha$$ This represents a system of narrow two-beam interference fringes modulated by the broader single-slit diffraction envelope.2. Phenomenon of Missing Orders (Absent Spectra)
An interference maximum occurs when: $$d \sin \theta = m \lambda \quad (m = 0, 1, 2, \dots)$$ A diffraction minimum occurs when: $$a \sin \theta = p \lambda \quad (p = 1, 2, 3, \dots)$$ If a diffraction minimum coincides with an interference maximum, the zero of the diffraction envelope suppresses that interference fringe entirely. Dividing the two equations: $$\frac{d \sin \theta}{a \sin \theta} = \frac{m \lambda}{p \lambda} \implies \frac{d}{a} = \frac{m}{p} \implies m = p \left(\frac{d}{a}\right)$$ For example, if $d = 3a$ (slit separation is three times the slit width): For $p = 1$, $m = 3$; for $p = 2$, $m = 6$. Thus, the 3rd, 6th, 9th, $\dots$ interference fringes are **completely missing** from the pattern.§4.3 Plane Transmission Diffraction Grating: Grating Equation, Dispersion and Spectra
1. The $N$-Slit Grating Formula
Integrating over $N$ identical slits separated by distance $d$: $$E(\theta) = E_{\text{single}}(\theta) \sum_{n=0}^{N-1} e^{i n (2\alpha)} = E_0 \left(\frac{\sin \beta}{\beta}\right) \left( \frac{1 - e^{i N 2\alpha}}{1 - e^{i 2\alpha}} \right)$$ The intensity distribution is: $$I(\theta) = I_0 \left( \frac{\sin \beta}{\beta} \right)^2 \left( \frac{\sin N\alpha}{\sin \alpha} \right)^2$$ where $\alpha = \frac{\pi d \sin \theta}{\lambda}$.2. Principal Maxima
When $\alpha = m \pi$ ($m \in \mathbb{Z}$), $\sin \alpha = 0$ and $\lim_{\alpha \to m\pi} \frac{\sin N\alpha}{\sin \alpha} = N$. The intensity reaches: $$I_{\text{principal}} = N^2 I_0 \left( \frac{\sin \beta}{\beta} \right)^2$$ The angular positions are governed by the fundamental **Grating Equation**: $$d \sin \theta = m \lambda \implies (a + b) \sin \theta = m \lambda, \quad m \in \{0, \pm 1, \pm 2, \dots\}$$3. Angular Dispersion of a Grating
The angular dispersion measures the angular separation per unit wavelength change. Differentiating the grating equation with respect to $\lambda$: $$d \cos \theta \frac{d\theta}{d\lambda} = m \implies D = \frac{d\theta}{d\lambda} = \frac{m}{d \cos \theta} = \frac{N_g m}{\cos \theta}$$ where $N_g = 1/d$ is the number of ruling lines per unit length (e.g., 600 lines/mm).§4.4 Rayleigh’s Criterion for Resolution and Resolving Power of Optical Systems
1. Rayleigh’s Criterion for Two Spectral Lines
Lord Rayleigh established that two spectral lines of equal intensity are defined to be **just resolved** when the central diffraction maximum of the first line falls exactly on the first diffraction minimum of the second line. At this separation, the combined intensity profile displays a dip (saddle) between the two peaks of approximately: $$\frac{I_{\text{saddle}}}{I_{\text{peak}}} = \frac{8}{\pi^2} \approx 0.8106 \ (81.1\%)$$ The human eye and CCD sensors readily perceive this $19\%$ intensity dip.2. Resolving Power of a Diffraction Grating
The principal maximum of order $m$ for wavelength $\lambda + \Delta \lambda$ occurs at: $$d \sin \theta = m(\lambda + \Delta \lambda)$$ The first minimum of order $m$ for wavelength $\lambda$ occurs when the phase increases by $\pi/N$: $$N d \sin \theta = N m \lambda + \lambda$$ Equating the two conditions at Rayleigh's limit: $$N m(\lambda + \Delta \lambda) = N m \lambda + \lambda \implies N m \Delta \lambda = \lambda$$ The **Chromatic Resolving Power** of a grating is: $$\mathcal{R} = \frac{\lambda}{\Delta \lambda} = m N$$ where $m$ is the spectral order and $N$ is the total number of illuminated grating lines.3. Resolving Power of a Prism
For a triangular prism of base length $B$ made of a dispersive material with refractive index dispersion $\frac{dn}{d\lambda}$: $$\mathcal{R}_{\text{prism}} = \frac{\lambda}{\Delta \lambda} = B \left| \frac{dn}{d\lambda} \right|$$ Unlike gratings whose resolving power is governed purely by order and line count, a prism's resolving power is determined entirely by its physical base width and material dispersion.📝 Chapter Worked Examples & Exercises
Complete derivations & analytical proofsA plane diffraction grating has 500 lines/mm ruled over a width of $5.0\text{ cm}$. It is illuminated by sodium light containing the doublet $\lambda_1 = 589.00\text{ nm}$ and $\lambda_2 = 589.59\text{ nm}$. (a) Determine the angular separation between the doublet components in the second order ($m = 2$). (b) What is the minimum number of grating lines required to just resolve the doublet in the second order? (c) Can this grating resolve the doublet?
The second-order spectrum diffracts at approximately $36.1^\circ$.
The two spectral lines are separated by $0.042^\circ$.
Since $25,000 \gg 500$, the grating resolves the doublet with an enormous margin of safety ($\mathcal{R} = 50,000$ vs required $1,000$).