Elementary Operations, RREF & Block Matrices
Elementary Row Operations, Echelon Uniqueness, Rank-Nullity Theorem, Rouché-Capelli Consistency & Schur Complements
§7.1 Elementary Row Operations & Elementary Matrices
1. The Three Elementary Row Operations
For a matrix $A \in M_{m \times n}(\mathbb{F})$, the elementary row operations are:
- Type I (Row Interchange): $R_i \leftrightarrow R_j$ (swap rows $i$ and $j$).
- Type II (Row Scaling): $R_i \to c R_i$ with $c \ne 0$ (multiply row $i$ by a non-zero scalar).
- Type III (Row Addition): $R_i \to R_i + c R_j$ with $i \ne j$ (add a scalar multiple of row $j$ to row $i$).
2. Elementary Matrices
An elementary matrix $E$ is obtained by applying a single elementary row operation to the identity matrix $I_m$.
Fundamental Principle: Performing a row operation on $A$ is algebraically identical to pre-multiplying $A$ by the corresponding elementary matrix:
$$\mathbf{A \xrightarrow{\text{Row Op}} B \iff B = E A}$$
Since each elementary matrix is invertible, two matrices $A$ and $B$ are row equivalent ($A \sim B$) if and only if there exist elementary matrices $E_1, \dots, E_k$ such that:
$$B = E_k \cdots E_2 E_1 A = P A, \quad \text{where } P \text{ is invertible}$$
§7.2 Row Echelon Form (REF) & Reduced Row Echelon Form (RREF)
1. Row Echelon Form (REF)
A matrix is in Row Echelon Form if:
- All rows consisting entirely of zeros are at the bottom.
- The leading entry (first non-zero entry from the left, called the pivot) of each non-zero row is strictly to the right of the leading entry of the row above it.
- All entries in a column below a leading pivot are zero.
2. Reduced Row Echelon Form (RREF)
A matrix is in Reduced Row Echelon Form (RREF) if it satisfies REF and additionally:
- Every leading pivot entry is equal to $1$.
- Each leading pivot $1$ is the sole non-zero entry in its column (all entries above and below the pivot are zero).
§7.3 The Rank of a Matrix & The Rank-Nullity Theorem
1. Row Rank, Column Rank & Matrix Rank
- The row space $\text{Row}(A) \subseteq \mathbb{F}^n$ is the subspace spanned by the row vectors of $A$. Its dimension is the row rank.
- The column space $\text{Col}(A) \subseteq \mathbb{F}^m$ is the subspace spanned by the column vectors of $A$. Its dimension is the column rank.
2. The Rank-Nullity Theorem
The nullspace (kernel) of $A$ is $\text{Null}(A) = \{X \in \mathbb{F}^n \mid AX = 0\}$. Its dimension is the nullity of $A$, which equals the number of free variables (non-pivot columns) in $\text{rref}(A)$.
Theorem (Rank-Nullity): For any $m \times n$ matrix $A$:
$$\mathbf{\text{rank}(A) + \text{nullity}(A) = n \quad (\text{number of columns})}$$
§7.4 Systems of Linear Equations & The Rouché-Capelli Theorem
1. The Augmented Matrix
A system of $m$ linear equations in $n$ variables $AX = B$ is represented by the augmented matrix $[A \mid B] \in M_{m \times (n+1)}$. Applying Gauss-Jordan elimination transforms $[A \mid B]$ into $[R \mid B']$ in RREF without altering the solution set.
2. The Rouché–Capelli Consistency Theorem
Theorem: The linear system $AX = B$ is consistent (possesses at least one solution) if and only if the rank of the coefficient matrix equals the rank of the augmented matrix: $$\mathbf{\text{rank}(A) = \text{rank}([A \mid B])}$$ Classification of Solution Sets:
- Inconsistent (No Solutions): $\text{rank}(A) < \text{rank}([A \mid B])$. This occurs if and only if $\text{rref}([A \mid B])$ contains a row of the form $[0, 0, \dots, 0 \mid 1]$.
- Unique Solution: $\text{rank}(A) = \text{rank}([A \mid B]) = n$ (every column has a pivot, nullity = 0).
- Infinitely Many Solutions: $\text{rank}(A) = \text{rank}([A \mid B]) = r < n$. The general solution depends on $k = n - r$ arbitrary parameters (free variables).
§7.5 Gauss-Jordan Inversion & Block Matrices
1. Gauss-Jordan Inversion Algorithm
To invert an $n \times n$ matrix $A$, form the partitioned augmented matrix $[A \mid I_n]$. Apply elementary row operations to reduce $A$ to $I_n$: $$\mathbf{[A \mid I_n] \xrightarrow{\text{Gauss-Jordan}} [I_n \mid A^{-1}]}$$ If $\text{rref}(A)$ has fewer than $n$ pivots, $A$ is singular and has no inverse.
2. Block Matrices and the Schur Complement
Let $M = \begin{pmatrix} A & B \\ C & D \end{pmatrix}$ be a partitioned block matrix with $A$ invertible.
The Schur complement of $A$ in $M$ is defined by:
$$\mathbf{S \equiv D - C A^{-1} B}$$
We factor $M$ via block Gaussian elimination:
$$\begin{pmatrix} A & B \\ C & D \end{pmatrix} = \begin{pmatrix} I & 0 \\ C A^{-1} & I \end{pmatrix} \begin{pmatrix} A & 0 \\ 0 & S \end{pmatrix} \begin{pmatrix} I & A^{-1} B \\ 0 & I \end{pmatrix}$$
Consequently:
$$\det(M) = \det(A) \det(S) = \det(A) \det(D - C A^{-1} B)$$
If $S$ is also invertible, the explicit block inverse is:
$$\mathbf{M^{-1} = \begin{pmatrix} A^{-1} + A^{-1} B S^{-1} C A^{-1} & -A^{-1} B S^{-1} \\ -S^{-1} C A^{-1} & S^{-1} \end{pmatrix}}$$
Step-by-Step Solved Examination Problems
Comprehensive analytical derivations, multi-tier solutions (Foundational, Intermediate Exam, and Honors/Proof Challenge) with complete line-by-line verification.
Find the Reduced Row Echelon Form (RREF) and determine the rank of the $3 \times 4$ matrix $A = \begin{pmatrix} 1 & 2 & -1 & 3 \\ 2 & 4 & 1 & 9 \\ 3 & 6 & 2 & 14 \end{pmatrix}$.
Create zeros in column 1 below row 1.
Scale row 2 so pivot in column 3 becomes 1.
Eliminate above and below pivot column 3. Row 3 vanishes completely.
There are 2 pivot columns (1 and 3) and 2 free columns (2 and 4).
\mathbf{\text{rref}(A) = \begin{pmatrix} 1 & 2 & 0 & 4 \\ 0 & 0 & 1 & 1 \\ 0 & 0 & 0 & 0 \end{pmatrix}}; \qquad \mathbf{\text{rank}(A) = 2}.
Use Gauss-Jordan elimination on $[A \mid I_3]$ to compute the inverse of $A = \begin{pmatrix} 1 & 1 & 2 \\ 2 & 1 & 1 \\ 1 & 2 & 1 \end{pmatrix}$.
Eliminate entries below first pivot.
Clear column 2 above and below row 2.
Normalize pivot 3 and eliminate above.
\mathbf{A^{-1} = \frac{1}{4}\begin{pmatrix} -1 & 3 & -1 \\ -1 & -1 & 3 \\ 3 & -1 & -1 \end{pmatrix}}.
Analyze the consistency and determine the complete solution set of the system for all values of $\lambda \in \mathbb{R}$: $\begin{cases} x + y + z = 1 \\ x + 2y + 4z = \lambda \\ x + 4y + 10z = \lambda^2 \end{cases}$.
Reduce coefficient matrix toward upper triangular form.
If $\lambda \notin \{1, 2\}$, the third equation is $0 = \text{non-zero}$, so no solution exists.
For $\lambda \in \{1, 2\}$, $\text{rank}(A) = \text{rank}([A \mid B]) = 2 < 3$, yielding 1 free variable $t$.
\begin{cases} \lambda \ne 1, 2: & \text{Inconsistent (No solution)} \\ \lambda = 1: & (x, y, z) = (1 + 2t, -3t, t), \; t \in \mathbb{R} \\ \lambda = 2: & (x, y, z) = (2t, 1 - 3t, t), \; t \in \mathbb{R} \end{cases}